Michael James Walsh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2017
  Metlife Securities
  Minnetonka, MN
• 03/2017 → 08/2018
  Mml Investors Services, Llc
  Minnetonka, MN
• 03/2017 → 08/2018
  Massachusetts Mutual Life Insurance Company
  Minnetonka, MN
• 08/2018 → Present
  Cetera Wealth Services, Llc
  Minneapolis, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-25 → 2018-08-22
  Mml Investors Services, Llc
  Plymouth, MN
• 2013-11-19 → 2017-03-25
  Msi Financial Services, Inc.
  Minnetonka, MN

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE 2.NAME OF OTHER BUSINESS: VESTCORE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MAINTAIN DAY TO DAY OPERATIONS OF THE FIRM AND SUPPORT CLIENTS WITH BROKERAGE AND ADVISORY SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2013-09-24

Other Names

• Mike Walsh
• Michael Walsh