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Allison Marie Kantner

Charles Schwab & Co., Inc.

Lone Tree, CO

Aviston, IL

CRD 6223928

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-10
TX RA APPROVED_RES 2023-04-10
  • IL RA
    APPROVED
    Since 2023-04-10
  • TX RA
    APPROVED_RES
    Since 2023-04-10

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Aviston, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus St.LOuis MO 01/2015 04/2018
Wells Fargo Clearing Services Llc St Louis MO 04/2018 03/2023
Charles Schwab & Co., Inc. Aviston IL 03/2023 Present
Charles Schwab Bank, Ssb Aviston IL 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-05
  • S66 Uniform Combined State Law Examination
    2016-03-05
Other Names
  • Allison Marie Usselmann
  • Allison Usselmann
  • Alli Kantner
  • Allison Kantner

View on SEC IAPD

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