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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-04-18
  • IN RA
    APPROVED
    Since 2018-04-18

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

50 E 91St Street Suite 314, Indianapolis, IN 46240 • United States

Mccordsville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 05/2014 Present
First Command Insurance Services, Inc. Fort Worth TX 05/2014 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 05/2014 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 05/2014 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1)Name of the other business: E&E Management ; Whether the business is investment-related: no ; Address of the other business: 6341 W Oxford Ln McCordsville, IN 46055 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 04/18/18 ; The approximate number of hours/month you devote to the other business: 1 - 5 ; The number of hours you devote to the other business during securities trading hours: none ; Briefly describe your duties relating to the other business: Owner of LLC that manages my commissions, bonus, at, etc from my independent contract with First Command. (2) Name of the other business: McCordsville Community Church Whether the business is investment-related: No Address of the other business: 7397 N 600 W, #100, McCordsville, IN 46055 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Board Member The start date of your relationship: Apr 09, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Help advise on executive level decisions that help direct MC2. Counsel with the pastor in matters pertaining to the spiritual life and ministries of the church. Be a lead example of servanthood, hospitality, and discipleship for the church. Monthly review of financial reports.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-16
S63 Uniform Securities Agent State Law Examination 2013-11-20
  • S65 Uniform Investment Adviser Law Examination
    2013-12-16
  • S63 Uniform Securities Agent State Law Examination
    2013-11-20

View on SEC IAPD

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