Leonardo F Mesa

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → 10/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 10/2021 → Present
  Morgan Stanley
  Miami, FL

Previous Registrations

• 2015-04-28 → 2021-11-03
  Wells Fargo Clearing Services, Llc
  Miami, FL

Other Businesses

RENTAL PROPERTY; INV RELATED; RIVERVIEW, FL; 100% OWNERSHIP BY SPOUSE; START 2/13/2015; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES. RENTAL PROPERTY, INV RELATED, LITHIA, FL, 100% OWNERSHIP, START DATE 5/23/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD

Exams

• S66 Uniform Combined State Law Examination
  2015-06-08
• S63 Uniform Securities Agent State Law Examination
  2015-03-04

Other Names

• Leonardo F Mesa
• Leonardo Francisco Mesa