Best Investors
Account
Sign in
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-03-27 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Mount Ulla, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2015 | Present |
| Tiaa | Charlotte | NY | 05/2015 | Present |
(1) THYATIRA PRESBYTERIAN CHURCH FINANCE COMMITTEE POSITION: Committee Member NATURE: Be a member of Thyatira Presbyterian Church's finance and trust committee. They meet four times a year to review the budget for that year, and review the multiple trust accounts with the hired financial advisor. I do not provide any investment related opinions or participate in conversations related to investment related decisions.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2021 ADDRESS: 220 White Road, Salisbury NC 28147, United States DESCRIPTION: Be a member of Thyatira Presbyterian Church's finance and trust committee. They meet 4 times a year to review the budget for that year, and review the multiple trust accounts with the hired financial advisor. I do not provide any investment related opinions or participate in conversations related to investment related decisions.? (2) SLOOP FENCE, LLC POSITION: Administrative Assistant/Husband's business NATURE: specializes in agricultural fencing and farm planning INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2023 ADDRESS: 13505 Mooresville Road, Mt. Ulla NC 28125, United States DESCRIPTION: Administrative Assistant for Sloop Fence, LLC which specializes in agricultural fencing and farm planning. (3) THYATIRA PRESCHOOL BOARD POSITION: Board Member NATURE: Board member of Thyatira Presbyterian Church's Preschool. The Preschool is a not for profit organization. Activities include oversee and helping with monetary decisions that have to be made for the preschool, assist and plan fundraisers to raise money for new play equipment, classroom accessories, field trips, new hiring interviews, etc. I do not provide any investment advice. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2023 ADDRESS: 220 White Road, Salisbury NC 28147, United States DESCRIPTION: Board member of Thyatira Presbyterian Church's Preschool. The Preschool is a not for profit organization. Activities include oversee and helping with monetary decisions that have to be made for the preschool, assist and plan fundraisers to raise money for new play equipment, classroom accessories, field trips, new hiring interviews, etc. I do not provide any investment advice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-20 |
Reach out to this advisor