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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-03-27
  • NC RA
    APPROVED
    Since 2018-03-27

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Mount Ulla, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 05/2015 Present
Tiaa Charlotte NY 05/2015 Present
Other Businesses

(1) THYATIRA PRESBYTERIAN CHURCH FINANCE COMMITTEE POSITION: Committee Member NATURE: Be a member of Thyatira Presbyterian Church's finance and trust committee. They meet four times a year to review the budget for that year, and review the multiple trust accounts with the hired financial advisor. I do not provide any investment related opinions or participate in conversations related to investment related decisions.? INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2021 ADDRESS: 220 White Road, Salisbury NC 28147, United States DESCRIPTION: Be a member of Thyatira Presbyterian Church's finance and trust committee. They meet 4 times a year to review the budget for that year, and review the multiple trust accounts with the hired financial advisor. I do not provide any investment related opinions or participate in conversations related to investment related decisions.? (2) SLOOP FENCE, LLC POSITION: Administrative Assistant/Husband's business NATURE: specializes in agricultural fencing and farm planning INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2023 ADDRESS: 13505 Mooresville Road, Mt. Ulla NC 28125, United States DESCRIPTION: Administrative Assistant for Sloop Fence, LLC which specializes in agricultural fencing and farm planning. (3) THYATIRA PRESCHOOL BOARD POSITION: Board Member NATURE: Board member of Thyatira Presbyterian Church's Preschool. The Preschool is a not for profit organization. Activities include oversee and helping with monetary decisions that have to be made for the preschool, assist and plan fundraisers to raise money for new play equipment, classroom accessories, field trips, new hiring interviews, etc. I do not provide any investment advice. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2023 ADDRESS: 220 White Road, Salisbury NC 28147, United States DESCRIPTION: Board member of Thyatira Presbyterian Church's Preschool. The Preschool is a not for profit organization. Activities include oversee and helping with monetary decisions that have to be made for the preschool, assist and plan fundraisers to raise money for new play equipment, classroom accessories, field trips, new hiring interviews, etc. I do not provide any investment advice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-27
S63 Uniform Securities Agent State Law Examination 2014-11-20
  • S66 Uniform Combined State Law Examination
    2018-03-27
  • S63 Uniform Securities Agent State Law Examination
    2014-11-20
Other Names
  • Nora Elizabeth Dellinger
  • Eleanor Elizabeth Dellinger

View on SEC IAPD

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