Best Investors Account Sign in
Inactive

Daniel John Westergaard

O'COnnor Financial Group LLC

Quincy, IL

Claim This Profile
Current Employers
O'COnnor Financial Group Llc

511 Maine Street, Quincy, IL 62301 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-05
IL RA APPROVED 2021-08-25
  • TX RA
    APPROVED_RES
    Since 2024-06-05
  • IL RA
    APPROVED
    Since 2021-08-25

Branch Locations

511 Maine Street, Quincy, IL 62301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 07/2015 09/2016
Jp Morgan Chase Bank Na Chicago IL 07/2015 09/2016
J.P. Morgan Investment Management Inc. Chicago IL 10/2016 08/2017
J.P. Morgan Institutional Investments, Inc. Chicago IL 10/2016 08/2017
First Trust Portfolios L.P. Wheaton IL 08/2017 07/2021
First Trust Advisors L.P. Wheaton IL 08/2017 07/2021
O'COnnor Fianancial Group, Llc Quincy IL 08/2021 Present
  • 07/2015 → 09/2016
    Jp Morgan Securities Llc
    Chicago, IL
  • 07/2015 → 09/2016
    Jp Morgan Chase Bank Na
    Chicago, IL
  • 10/2016 → 08/2017
    J.P. Morgan Investment Management Inc.
    Chicago, IL
  • 10/2016 → 08/2017
    J.P. Morgan Institutional Investments, Inc.
    Chicago, IL
  • 08/2017 → 07/2021
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2017 → 07/2021
    First Trust Advisors L.P.
    Wheaton, IL
  • 08/2021 → Present
    O'COnnor Fianancial Group, Llc
    Quincy, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-27
S63 Uniform Securities Agent State Law Examination 2015-09-25
  • S65 Uniform Investment Adviser Law Examination
    2017-09-27
  • S63 Uniform Securities Agent State Law Examination
    2015-09-25
Other Names
  • Daniel Westergaard

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
THRIVENT INVESTMENT MANAGEMENT INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
LPL ENTERPRISE, LLC

Other Investors

Patrick Henry Keane
Brandon Charles VanCamp
Lincoln Karl Lieber
JOHN PAUL MILLER
Blake Robert Carlin
William Ramsay Easterling
DAVID RAY OAKLEY
ERIC P CONOVER

Other Offices

EDWARD JONES · QUINCY, IL
EDWARD JONES · QUINCY, IL
LPL FINANCIAL LLC · QUINCY, IL
OSAIC WEALTH, INC. · QUINCY, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Quincy, IL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · QUINCY, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Quincy, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Quincy, IL

More in Quincy, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor