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Frank Joseph Ryan Busichio

Osaic Wealth, Inc.

Kirkland, WA

CRD 6223082

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-27
TX RA APPROVED 2020-10-30
WA RA APPROVED 2020-10-30
  • MA RA
    APPROVED
    Since 2024-03-27
  • TX RA
    APPROVED
    Since 2020-10-30
  • WA RA
    APPROVED
    Since 2020-10-30

Branch Locations

720 Sixth Street South Suite 100, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 03/2015 10/2020
Penn Mutual Life Insurance Co Horsham PA 03/2015 10/2020
Royal Alliance Associates, Inc. Bellevue WA 10/2020 08/2023
Pacific Capital Resource Group, Inc Kirkland WA 01/2015 Present
Osaic Wealth Bellevue WA 08/2023 Present
  • 03/2015 → 10/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 03/2015 → 10/2020
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 10/2020 → 08/2023
    Royal Alliance Associates, Inc.
    Bellevue, WA
  • 01/2015 → Present
    Pacific Capital Resource Group, Inc
    Kirkland, WA
  • 08/2023 → Present
    Osaic Wealth
    Bellevue, WA
Previous Registrations
Other Businesses

1) PACIFIC CAPITAL RESOURCE GROUP, INC POSITION: Agent NATURE: Investments & Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 41 START DATE: 01/05/2015 ADDRESS: 720 6th St. S, Suite 100, Kirkland WA 98033, United States DESCRIPTION: Insurance & Investment management sales & service for multiple carries 2) ASCENT WEALTH SOLUTIONS POSITION: Partner NATURE: Investments & Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 26 SECURITIES TRADING HOURS: 25 START DATE: 08/01/2020 ADDRESS: 720 6th St. S, Kirkland WA 98033, United States DESCRIPTION: Insurance & Investment sales and service for multiple carries 3) AZ RENTAL PROPERTY POSITION: Owner NATURE: Sole proprietorship- second home and rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2021 ADDRESS: 4620 N 68th St. Apt. 117, Scottsdale AZ 85251, United States DESCRIPTION: This is a rental property, duties include facilitation of renters and coordination with any maintenance needed for the property. 4) BUSICHIO VENTURES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2020 ADDRESS: 12206 NE 61st St., Kirkland WA 98033, United States DESCRIPTION: This is a business account to where I move my commissions and fees after they are paid. I pay business expenses/staff out of this account. 5) C&C STYLING LLC POSITION: Minority Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 12206 NE 61st. St., Kirkland WA 98033, United States DESCRIPTION: This is my wife's clothing and closet cleanout business and I only help with the administration of the business. 6) WA RENTAL PROPERTY POSITION: Owner NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2026 ADDRESS: 10168 NE 135th Lane, Kirkland WA 98034, United States DESCRIPTION: Management of rental property, talking with tenants, coordinating anyone to work on the property if needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-25
S63 Uniform Securities Agent State Law Examination 2013-10-08
  • S65 Uniform Investment Adviser Law Examination
    2015-08-25
  • S63 Uniform Securities Agent State Law Examination
    2013-10-08
Designations
  • Certified Financial Planner
Other Names
  • Frankie Busichio
  • Frankie Joseph Ryan Busichio

View on SEC IAPD

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