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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-27 |
| TX | RA | APPROVED | 2020-10-30 |
| WA | RA | APPROVED | 2020-10-30 |
Branch Locations
720 Sixth Street South Suite 100, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 03/2015 | 10/2020 |
| Penn Mutual Life Insurance Co | Horsham | PA | 03/2015 | 10/2020 |
| Royal Alliance Associates, Inc. | Bellevue | WA | 10/2020 | 08/2023 |
| Pacific Capital Resource Group, Inc | Kirkland | WA | 01/2015 | Present |
| Osaic Wealth | Bellevue | WA | 08/2023 | Present |
1) PACIFIC CAPITAL RESOURCE GROUP, INC POSITION: Agent NATURE: Investments & Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 41 START DATE: 01/05/2015 ADDRESS: 720 6th St. S, Suite 100, Kirkland WA 98033, United States DESCRIPTION: Insurance & Investment management sales & service for multiple carries 2) ASCENT WEALTH SOLUTIONS POSITION: Partner NATURE: Investments & Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 26 SECURITIES TRADING HOURS: 25 START DATE: 08/01/2020 ADDRESS: 720 6th St. S, Kirkland WA 98033, United States DESCRIPTION: Insurance & Investment sales and service for multiple carries 3) AZ RENTAL PROPERTY POSITION: Owner NATURE: Sole proprietorship- second home and rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2021 ADDRESS: 4620 N 68th St. Apt. 117, Scottsdale AZ 85251, United States DESCRIPTION: This is a rental property, duties include facilitation of renters and coordination with any maintenance needed for the property. 4) BUSICHIO VENTURES LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2020 ADDRESS: 12206 NE 61st St., Kirkland WA 98033, United States DESCRIPTION: This is a business account to where I move my commissions and fees after they are paid. I pay business expenses/staff out of this account. 5) C&C STYLING LLC POSITION: Minority Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 12206 NE 61st. St., Kirkland WA 98033, United States DESCRIPTION: This is my wife's clothing and closet cleanout business and I only help with the administration of the business. 6) WA RENTAL PROPERTY POSITION: Owner NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2026 ADDRESS: 10168 NE 135th Lane, Kirkland WA 98034, United States DESCRIPTION: Management of rental property, talking with tenants, coordinating anyone to work on the property if needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-08 |
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