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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-12-15
  • PA RA
    APPROVED
    Since 2015-12-15

Branch Locations

Boiling Springs, PA • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Insurance Services, Inc. Fort Worth TX 02/2014 Present
First Command Financial Planning, Inc. Fort Worth TX 02/2014 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
Penn State University University Park PA 11/2021 Present
South Middleton School District Boiling Springs PA 11/2024 Present
  • 02/2014 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 02/2014 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
  • 11/2021 → Present
    Penn State University
    University Park, PA
  • 11/2024 → Present
    South Middleton School District
    Boiling Springs, PA
Other Businesses

(1) Name: Penn State University Investment-related: No Address: 202 Rec Hall University Park, PA 16802 Nature of the other business: Employment Your position: Athletic Event Support - Wrestling Start date: 11/18/21 The approximate number of hours/month you devote to the other business: 6 to 10 During securities trading hours: None Description of duties: Responsible for operating scoreboard/score clock for Penn State Wrestling's home matches. (2) Name of the other business: South Middleton School District Whether the business is investment-related: No Address of the other business: 4 Academy Street, Suite 100 Boiling Springs, PA 17007 Nature of the other business: Employment Your position, title, or relationship with the other business: Wrestling Coach The start date of your relationship: Nov 15, 2024 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Responsible for leading and training wrestlers in grades 7 - 9.Responsible for creating practice plans and workout routines tailored to the individual needs of each wrestler, as well as providing guidance and instruction during practice and competition.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-19
S63 Uniform Securities Agent State Law Examination 2013-09-23
  • S65 Uniform Investment Adviser Law Examination
    2013-12-19
  • S63 Uniform Securities Agent State Law Examination
    2013-09-23
Designations
  • Certified Financial Planner

View on SEC IAPD

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