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Mitchell Williams Carlson

Capital Investment Services Of America Inc

Milwaukee, WI

CRD 6222706

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Employer firm

Capital Investment Services Of America Inc CRD 110639

$1.31B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Investment Services Of America Inc

111 E. Wisconsin Ave, Suite 1310, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-24
WA RA APPROVED 2025-01-30
AZ RA APPROVED 2019-06-21
FL RA APPROVED 2019-06-19
CO RA APPROVED 2019-05-20
VA RA APPROVED 2019-05-20
CA RA APPROVED 2019-05-14
IL RA APPROVED 2019-05-14
IA RA APPROVED 2019-05-14
LA RA APPROVED 2019-05-14
MI RA APPROVED 2019-05-14
MN RA APPROVED 2019-05-14
OH RA APPROVED 2019-05-14
TX RA APPROVED 2019-05-14
WI RA APPROVED 2018-09-15
  • NY RA
    APPROVED
    Since 2025-02-24
  • WA RA
    APPROVED
    Since 2025-01-30
  • AZ RA
    APPROVED
    Since 2019-06-21
  • FL RA
    APPROVED
    Since 2019-06-19
  • CO RA
    APPROVED
    Since 2019-05-20
  • VA RA
    APPROVED
    Since 2019-05-20
  • CA RA
    APPROVED
    Since 2019-05-14
  • IL RA
    APPROVED
    Since 2019-05-14
  • IA RA
    APPROVED
    Since 2019-05-14
  • LA RA
    APPROVED
    Since 2019-05-14
  • MI RA
    APPROVED
    Since 2019-05-14
  • MN RA
    APPROVED
    Since 2019-05-14
  • OH RA
    APPROVED
    Since 2019-05-14
  • TX RA
    APPROVED
    Since 2019-05-14
  • WI RA
    APPROVED
    Since 2018-09-15

Branch Locations

111 E. Wisconsin Ave, Suite 1310, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Milwaukee WI 08/2014 11/2016
Robert W Baird Milwaukee WI 11/2016 06/2018
Capital Investment Services Of America, Inc. Milwaukee WI 06/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-15
  • S65 Uniform Investment Adviser Law Examination
    2018-09-15
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC

Nearby Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON

Nearby Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI

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