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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-04-11 |
Branch Locations
Philadelphia, PA • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2013 | 01/2019 |
| The Vanguard Group, Inc. | Malvern | PA | 01/2019 | 08/2020 |
| E*Trade Securities Llc | King Of Prussia | PA | 08/2020 | 01/2021 |
| E*Trade Capital Management Llc | King Of Prussia | PA | 08/2020 | 01/2021 |
| E*Trade Securities Llc | Berwyn | PA | 01/2021 | 03/2023 |
| E*Trade Capital Management Llc | Berwyn | PA | 01/2021 | 03/2023 |
| Morgan Stanley | Berwyn | PA | 01/2023 | 03/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 02/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 02/2023 | Present |
1) OKB Select LLC; Investment Related: No; 9716 Read Rd St. B PMB 1255 Charlotte, NC 28277; Real Estate; Committee Member; 02/16/2021; Hours devoted to business: 10; Hours devoted during Securities business: 0; Find potential rental properties. 2) The Intersection Social Club / Event Coordinator Officer. Event planning for networking events in the Philadelphia area. 10 hours per month; 0 during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-14 |
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