Tamala Monique Harris

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-12-15
TX	RA	APPROVED_RES	2022-12-15

NC RA
APPROVED

Since 2022-12-15
TX RA
APPROVED_RES

Since 2022-12-15

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2013	Present
Dream Building Coaching	Charlotte	NC	08/2015	11/2022
Mastering Your Inner Self Llc	Mint Hill	NC	11/2022	Present

07/2013 → Present

The Vanguard Group, Inc.

Charlotte, NC
08/2015 → 11/2022

Dream Building Coaching

Charlotte, NC
11/2022 → Present

Mastering Your Inner Self Llc

Mint Hill, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: MASTERING YOUR INNER SELF LLC NON-INVESTMENT RELATED ADDRESS: MINT HILL, NC NATURE OF BUSINESS: LLC POSITION: OWNER AND COACH START DATE: 11/2022 APPROX. HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE LLC AND LIFE COACHING NAME OF BUSINESS: POA FOR IMMEDIATE FAMILY MEMBER #1 INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: POWER OF ATTORNEY (POA) START DATE: 03/2018 APPROX. HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POWER OF ATTORNEY NAME OF BUSINESS: POA FOR IMMEDIATE FAMILY MEMBER #2 INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: POWER OF ATTORNEY (POA) START DATE: 12/2020 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: POWER OF ATTORNEY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-09
S63	Uniform Securities Agent State Law Examination	2013-10-14

S66 Uniform Combined State Law Examination

2022-12-09
S63 Uniform Securities Agent State Law Examination

2013-10-14

Other Names

Tamala M Harris

View on SEC IAPD