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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-16 |
| PA | RA | APPROVED | 2021-01-07 |
Branch Locations
1570 Omega Dr, Pittsburgh, PA 15205 • United States
Canonsburg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clarion University | Clarion | PA | 08/2013 | 05/2018 |
| Ameriprise Financial Services, Inc | Pittsburgh | PA | 08/2013 | 03/2020 |
| Walmart | Clarion | PA | 05/2017 | 03/2018 |
| Ameriprise Financial Services, Llc | Pittsburgh | PA | 03/2020 | Present |
Business Ownership; HEADRICK & SON LLC; OPERATING COMPANY FOR MY FIANCIAL SERVICES PRACTICE AS OUTLINED IN THE USE OF LEGAL ENTITIES GUIDELINES; Consulting; 1570 OMEGA DRIVE, , PITTSBURGH, PA, 15205; Not Investment-Related; 12/10/2020; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-19 |
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