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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-04 |
| TX | RA | APPROVED | 2024-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Scottsdale | AZ | 08/2014 | 05/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2024 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/04/2024 2. WRESTLING COACH CEDAR FALLS SCHOOL DISTRICT, 525 E Seerley Blvd, Cedar Falls IA 50613, United States, 10/21/2024, Coach, Sport/Fitness/Gaming, NIR, 40 HR/MO - 0 HR/MO TRADING 3. GLEN HENRY FINANCIAL GROUP LLC, 2412 Waterloo Road, Cedar Falls IA 50613, United States, 10/07/2025, Vice President, DBA Name, INV REL, 120 HR/MO - 120 HR/MO TRADING 4. JUNIOR ACHIEVEMENT OF EASTERN IOWA-CEDAR VALLEY, 425 Cedar St, #320, Waterloo IA 50701, United States, 10/07/2025, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-23 |
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