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Keven John Donohue

Rockefeller Capital Management

Saratoga Springs, NY

Rockefeller Financial LLC

Saratoga Springs, NY

Chicago, IL

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-17
TX RA APPROVED 2025-09-17
  • NY RA
    APPROVED
    Since 2025-09-17
  • TX RA
    APPROVED
    Since 2025-09-17

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-26
NY RA APPROVED 2022-08-25
  • TX RA
    APPROVED
    Since 2022-08-26
  • NY RA
    APPROVED
    Since 2022-08-25

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 08/2016 09/2020
Rockefeller Financial Llc Saratoga Springs NY 09/2020 Present
  • 08/2016 → 09/2020
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 09/2020 → Present
    Rockefeller Financial Llc
    Saratoga Springs, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
S63 Uniform Securities Agent State Law Examination 2014-04-24
  • S66 Uniform Combined State Law Examination
    2022-08-25
  • S63 Uniform Securities Agent State Law Examination
    2014-04-24

View on SEC IAPD

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SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
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CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
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