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Michael Stephen Constantine

Raymond James Financial Services Advisors, Inc

Franklin, MA

CRD 5111859

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2009-09-18
  • MA RA
    APPROVED
    Since 2009-09-18

Branch Locations

443 East Central Street, Franklin, MA 02038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Servies Franklin MA 09/2009 Present
1776 Financial Franklin MA 09/2009 Present
1776 Realty Llc Franklin MA 11/2012 Present
Raymond James Financial Services Advisors, Inc. Franklin MA 09/2009 Present
Kp Gridiron Wrentham MA 07/2015 Present
  • 09/2009 → Present
    Raymond James Financial Servies
    Franklin, MA
  • 09/2009 → Present
    1776 Financial
    Franklin, MA
  • 11/2012 → Present
    1776 Realty Llc
    Franklin, MA
  • 09/2009 → Present
    Franklin, MA
  • 07/2015 → Present
    Kp Gridiron
    Wrentham, MA
Previous Registrations
Other Businesses

1. 1776 FINANCIAL:STARTED 9/2010-PRESENT:FRANKLIN, MA:ADVISOR:INSURANCE:2 HRS/WK:1 HR DURING TRADING:NON-VARIABLE INSURANCE. 2.Name of Business : 1776 Realty Inc. Address: 443 E Central St, Franklin, MA Nature of the Business: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/30/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member Partner 3. Name of Business : 1776 Financial Address: Franklin, MA Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Advisor Investment Related: No Start Date: 09/09/2009 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisory Services 4. KP GRIDIRON; WRENTHAM, MA; COACH (PAID); NOT INVESTMENT RELATED; START 07/2015; 50 HOURS PER MONTH, 10 HOURS DURING TRADING; FOOTBALL COACH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-07
  • S66 Uniform Combined State Law Examination
    2006-04-07
Other Names
  • Michael Stephen Constantine
  • Michael Stephen Constantine
  • Michael S Constantine

View on SEC IAPD

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