Walter Lamb Woodrick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Lpl Financial Llc
  Fairview, TN

Previous Registrations

• 2006-04-27 → 2008-04-15
  Raymond James & Associates, Inc.
  Tallahassee, FL
  Panama City, FL
• 2003-12-05 → 2006-04-27
  Citigroup Global Markets Inc.
  Panama City, FL
  Panama City, FL
• 1999-10-11 → 2003-12-09
  A. G. Edwards & Sons, Inc.
  Panama City, FL

Other Businesses

1. 12/2/2008 - Priority Hunting Club - Not Investment Related - Other-HUNTING CLUB - PRESIDENT - Time Spent 2% 2. 5/28/2009 - Not Investment Related - Songwriting - Songwriting - Time Spent 2% 3. 1/22/2010 - Not Investment Related - Other-Author - Time Spent 2% - AUTHOR OF SEVEN STEPS TO SERIOUS MONEY 4. 1/27/2023 - Woodrick Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading 5. 12/04/2023 - Real Estate Rental - Tupelo, MS - Investment Related - Start Date 12/15/2023 - 2 Hours Per Month/ 0 Hours During Trading 6. 02/28/2025 - Other - Pickleball Coach- Not INV Related- PORT ST. JOE, FL - Start date 03/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading. 7. 07/09/2025 - Coastal Realty Group - Not Investment Related - Mortgage/Real Estate Services - Mexico Beach, FL - Start Date:07/14/2017 - 10 Hrs/Mth - 1 Hrs During Trading. 8. 08/14/2025 - Grace Chapel Port St Joe (or similiar name) - Non-Profit Board Member - Home Based - Not Inv Rel - Start date: 06/30/2025 - 120 Hrs/Mth - 0 Hrs During Trading. 9. 09/30/2025 - Walter Woodrick Music - Not Investment Related - Other - Entertainer - various restaurants - Start Date:09/26/2025 - 12 Hrs/Mth - 0 Hrs During Trading. 10. 04/24/2026 - Woodrick Music Works, LLC - Business Owner - Not Investment Related - Port St Joe, FL - Start Date 02/15/2026 - 1 hour per month/ 0 hours during trading 11. 04/24/2026 - Baby Blue Music Group, LLC - Business Owner - Not Investment Related - Port St Joe, FL - Start Date 02/13/2026 - 10 hours per month/ 1 hour during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-13
• S63 Uniform Securities Agent State Law Examination
  1998-09-02

Designations

• Certified Financial Planner