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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-11 |
| NJ | RA | APPROVED | 2018-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Fairfield | NJ | 07/2016 | 05/2018 |
| Massachusetts Mutual Life Insurance Company | Fairfield | NJ | 07/2016 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lee | NJ | 06/2018 | Present |
| Bank Of America, N.A. | Fort Lee | NJ | 07/2018 | Present |
I*1407268 For profit or not for profit: Entity Charitable Name of outside business organization: Seoul National University Alumni Association in USA Investment related: N Address of business: Englewood Cliffs, New Jersey, 07632, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Director"], Start date of relationship: 8/1/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0.5 Duties: , The organization is for the Seoul National University alumni in USA and the promotion of their friendship, connection and entertainments. My main responsibility as the 'General Director' is for preparations and managing events of the association and support the president for two years term.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-28 |
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