Shane Ellingson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 09/2016
  Deutsche Bank Securities Inc
  Dallas, TX
• 09/2016 → 02/2017
  Raymond James & Associates, Inc.
  Dallas, TX
• 02/2017 → 06/2017
  Unemployed
  Terrell, TX
• 06/2017 → 11/2018
  Apex Clearing Corparation
  Dallas, TX
• 11/2018 → 10/2019
  1St Global Capital, Corp.
  Dallas, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 08/2024 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 08/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2024 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 08/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Flag Pond, TN
  Quinlan, TX
• 2018-11-28 → 2019-10-25
  1St Global Advisors Inc
  Dallas, TX
• 2016-09-06 → 2017-01-30
  Raymond James & Associates, Inc.
  Dallas, TX
• 2016-07-11 → 2016-09-06
  Deutsche Bank Securities Inc.
  Dallas, TX

Other Businesses

1)LUCAS ELLINGSON PROPERTIES LLC POSITION: Managing member NATURE: Creating/owning/operating an RV park. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2024 ADDRESS: 1086 S Munson Rd, Royse City TX 75189, United States DESCRIPTION: Owner and operator of RV park. Rent out lots for people to stay in with their RVs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-10
• S63 Uniform Securities Agent State Law Examination
  2013-08-13

Other Names

• Shane Curtis Ellingson