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Hayley Christina Goodlow

Rbc Capital Markets, LLC

Florham Park, NJ

Branchburg, NJ

CRD 6221095

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-03
NJ RA APPROVED 2022-08-03
  • TX RA
    APPROVED
    Since 2023-10-03
  • NJ RA
    APPROVED
    Since 2022-08-03

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Branchburg, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smallwood Wealth Investment Management Red Bank NJ 01/2019 03/2019
Smallwood Wealth Management Red Bank NJ 05/2017 03/2019
Frederic Fekkai Greenwich CT 08/2016 05/2017
Oppenheimer & Co Red Bank NJ 04/2019 02/2020
Morgan Stanley Lawrenceville NJ 03/2020 07/2022
Rbc Capital Markets, Llc Florham Park NJ 08/2022 Present
  • 01/2019 → 03/2019
    Smallwood Wealth Investment Management
    Red Bank, NJ
  • 05/2017 → 03/2019
    Smallwood Wealth Management
    Red Bank, NJ
  • 08/2016 → 05/2017
    Frederic Fekkai
    Greenwich, CT
  • 04/2019 → 02/2020
    Oppenheimer & Co
    Red Bank, NJ
  • 03/2020 → 07/2022
    Lawrenceville, NJ
  • 08/2022 → Present
    Florham Park, NJ
Previous Registrations
Other Businesses

*413989 - Melaleuca; Investment related No; Idaho Falls, ID; Retail/Online Stores; Product Advocate (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 0; After business hours: 20; Referrals *471065- Amazon; Investment related No; Seattle, Washington; Retail/Online Stores; Cookbook Author (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 10;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-22
S63 Uniform Securities Agent State Law Examination 2019-10-14
  • S66 Uniform Combined State Law Examination
    2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2019-10-14
Other Names
  • Hayley Marcus
  • Hayley Christina Marcus

View on SEC IAPD

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