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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-03 |
| NJ | RA | APPROVED | 2022-08-03 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Branchburg, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smallwood Wealth Investment Management | Red Bank | NJ | 01/2019 | 03/2019 |
| Smallwood Wealth Management | Red Bank | NJ | 05/2017 | 03/2019 |
| Frederic Fekkai | Greenwich | CT | 08/2016 | 05/2017 |
| Oppenheimer & Co | Red Bank | NJ | 04/2019 | 02/2020 |
| Morgan Stanley | Lawrenceville | NJ | 03/2020 | 07/2022 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 08/2022 | Present |
*413989 - Melaleuca; Investment related No; Idaho Falls, ID; Retail/Online Stores; Product Advocate (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 0; After business hours: 20; Referrals *471065- Amazon; Investment related No; Seattle, Washington; Retail/Online Stores; Cookbook Author (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 10;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-14 |
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