Best Investors Account Sign in

David Allen Schabes

Morgan Stanley

Chicago, IL

Chicago, IL

CRD 5111752

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-01-08
  • IL RA
    APPROVED
    Since 2010-01-08

Branch Locations

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 05/2007 Present
Morgan Stanley Smith Barney Chicago IL 01/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2007 → Present
    Ubs Financial Services Inc
    Chicago, IL
  • 01/2010 → Present
    Morgan Stanley Smith Barney
    Chicago, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-07-09 → 2010-01-14
    Ubs Financial Services Inc.
    Chicago, IL
  • 2006-07-11 → 2007-04-10
    Morningstar Investment Services Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-15
S65 Uniform Investment Adviser Law Examination 2006-07-10
  • S66 Uniform Combined State Law Examination
    2007-08-15
  • S65 Uniform Investment Adviser Law Examination
    2006-07-10

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor