Frances Mangan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 09/2019
  Ubs Financial Services
  New York, NY
• 10/2019 → 08/2021
  Sharespost Financial Corp.
  New York, NY
• 08/2021 → 08/2025
  Forge Securities Llc
  New York, NY
• 10/2025 → Present
  Morgan Stanley
  Charlotte, NC
• 01/2026 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-09-23 → 2019-10-03
  Ubs Financial Services Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-02
• S66 Uniform Combined State Law Examination
  2016-08-12

Other Names

• Francie W Mangan
• Frances Wesley Mangan