Adam James Tabak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 02/2019
  Ameriprise Financial Services, Inc.
  Edinburg, TX
• 08/2015 → 05/2018
  St Edwards University
  Austin, TX
• 02/2019 → 02/2020
  Merrill Lynch, Pierce, Fenner, & Smith Incorporated
  Mcallen, TX
• 02/2020 → 09/2023
  Ameriprise Financial Services
  Edinburgh, TX
• 09/2023 → Present
  Lpl Financial Llc
  Edinburg, TX

Previous Registrations

• 2020-02-28 → 2023-09-27
  Ameriprise Financial Services, Llc
  Edinburg, TX
• 2019-03-15 → 2020-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mcallen, TX
  New York, NY
• 2018-11-02 → 2019-02-22
  Ameriprise Financial Services, Llc
  Edinburg, TX

Other Businesses

1) 08/15/2023 - Libra Wealth Consultants - Non-Variable Insurance - Selling: Disability, Health Insurance, Long Term Care - Investment related - Tx 78539 - 160 Hours per month - Start date 09/20/2023. 2) 08/15/2023 - Libra Wealth Consultants - DBA for LPL Business (entity for LPL business) - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 05/22/2025 - Tabak Holding Company - Not Inv. Related - Business Entity For Tax/Investment Purposes Only - At Reported Business locations - Start Date: 05/22/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2018-08-04

Designations

• Certified Financial Planner

Other Names

• Adam Tabak-Moreno
• Adam J Tabak
• Adam Tabak