James Russell Graham

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 03/2017
  Metlife Securities Inc
  Birmingham, AL
• 01/2015 → 03/2017
  Metlife Securities Inc.
  Birmingham, AL
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Birmingham, AL
• 03/2017 → Present
  Mml Investors Services, Llc
  Birmingham, AL

Previous Registrations

• 2015-12-16 → 2017-03-25
  Msi Financial Services, Inc.
  Birmingham, AL

Other Businesses

1.Name: James R. Graham III Inv rel: N Add: 3500 Colonnade Parkway Suite 140, Birmingham AL 35243 Position: Notary Public Start date: 07/15/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 2. Name: James R. Graham III Inv rel: Y Add: 3500 Colonnade Parkway, Suite 140, Birmingham AL 35243 Nature: Ind Life Position: Agent Start date: 08/01/2014 No. HR/MO: 3 No. HR/MO during sec trading: 3

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-02
• S63 Uniform Securities Agent State Law Examination
  2014-08-20

Other Names

• James Russell Graham
• James Graham
• James R Graham