Samuel Douglas Hoeck

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 05/2017
  Kestra Investment Services, Llc
  Austin, TX
• 06/2018 → 01/2019
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 05/2017 → 06/2018
  San Diego Gas & Electric
  San Diego, CA
• 01/2019 → 05/2023
  First Republic Securities Company, Llc
  San Diego, CA
• 01/2019 → 05/2023
  First Republic Investment Management, Inc.
  San Diego, CA
• 05/2023 → Present
  Lido Advisors, Llc
  San Diego, CA

Previous Registrations

• 2019-01-14 → 2023-05-23
  J.P. Morgan Private Wealth Advisors Llc
  San Diego, CA
• 2018-06-12 → 2019-01-15
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Rancho Santa Fe, CA
• 2016-05-10 → 2017-06-16
  Kestra Private Wealth Services, Llc
  Middleburg, VA

Exams

• S66 Uniform Combined State Law Examination
  2016-05-09

Designations

• Chartered Financial Analyst

Other Names

• Sam Douglas Hoeck