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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-26 |
| CA | RA | APPROVED | 2023-05-25 |
Branch Locations
Ten Pointe Drive Suite 400, Brea, CA 92821 • United States
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Screen Actors Guild - Mulltiple Commercials For A Number Of Comp | Los Angeles | CA | 05/2002 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 08/2018 | 09/2022 |
| Wells Fargo Private Bank | Los Angeles | CA | 07/2013 | 09/2018 |
| Bank Of America, N.A. | Brea | CA | 11/2018 | 09/2022 |
| Golden State Equity Partners, Llc | Santa Ana | CA | 09/2022 | 05/2023 |
| Morning Star Wealth Management | Santa Ana | CA | 09/2022 | 05/2023 |
| Morgan Stanley Smith Barney Llc | Long Beach | CA | 05/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2023 | Present |
*555735 - Screen Actors Guild - SAG/AFTRA ; Investment related - Yes ; Los Angeles, California ; Entertainment ; Previous & Current Executive Producer/Actor in Commercials, Films, & Television(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2001 ; During business hours : 0 ; After business hours : 1 ; Previous & Current Executive Producer/Actor in Commercials, Films, & Television *587748 - Star of the Sea NIL; Investment Related - Yes; Placentia, California; Technology; Partner, Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2023; During Business Hours: 0; After Business Hours: 1; Came up with concept for technology app - Creative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-18 |
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