Nicholas Borkowski

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-13

NY RA
APPROVED

Since 2021-05-13

Branch Locations

4250 Veterans Memorial Hwy. 3Rd Fl. Ste. 3100W, Holbrook, NY 11741 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25

NY RA
APPROVED

Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

South Setauket, NY • United States

4250 Veterans Memorial Hwy. 3Rd Fl. Ste. 3100W, Holbrook, NY 11741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank	Lake Grove	NY	01/2016	11/2016
Voya Financial Advisors, Inc.	Melville	NY	11/2016	01/2019
Lincoln Investment Planning, Llc	Fort Washington	PA	01/2019	Present

01/2016 → 11/2016

Td Bank

Lake Grove, NY
11/2016 → 01/2019

Voya Financial Advisors, Inc.

Melville, NY
01/2019 → Present

Lincoln Investment Planning, Llc

Fort Washington, PA

Other Businesses

NRB Wealth Management Position: CEO Nature: Financial Services Investment Related: Yes Hours: 100 Securities Trading Hours: 100 Start Date: 9/26/2025 Address: 4250 Veterans Memorial Hwy Holbrook, NY 11741 Description: Prospect and service clients (through Lincoln)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-02-08

S63 Uniform Securities Agent State Law Examination

2017-02-08

View on SEC IAPD