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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-24 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Long Beach | CA | 11/2013 | 02/2022 |
| Jpmorgan Chase Bank | Long Beach | CA | 11/2013 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Northridge | CA | 04/2022 | Present |
| Wells Fargo Bank, Na | Northridge | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-30 |
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