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15 W 38Th St. #704, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-04-03 |
Branch Locations
15 W 38Th St. #704, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Dublin | OH | 08/2011 | 09/2019 |
| New York Life Insurance Company | Dublin | OH | 08/2011 | 09/2019 |
| The O.N. Equity Sales Company | Cincinnati | OH | 04/2017 | 09/2019 |
| Ohio National Financial Services | Cincinnati | OH | 02/2017 | 09/2019 |
| Penn Mutual Life Ins Co | Horsham | PA | 09/2019 | 02/2024 |
| Hornor Townsend & Kent Llc | Horsham | PA | 09/2019 | 02/2024 |
| Stirlingshire Investments | Nyc | NY | 03/2024 | Present |
1. INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: GERSBACH FINANCIAL SERVICES LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 1900 POLARIS PARKWAY #425, COLUMBUS, OH 43240 | START DATE: 6/17/2020 |NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2. Uncle Andy's Hot Sauce, INV RELATED: N, ADDRESS: COLUMBUS OH, NATURE: Foodstuffs POSITION: Owner, START DATE 06/2020, HOURS: 5/month DESCRIPTION: Produce and distribute premium hot sauces
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-05-29 |
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