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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-16
  • NY RA
    APPROVED
    Since 2021-08-16

Branch Locations

1955 Buffalo Rd., Rochester, NY 14624 • United States

3175 Chili Ave., Rochester, NY 14624 • United States

39 Slayton Ave, Spencerport, NY 14559 • United States

2 East Ave., Hilton, NY 14468 • United States

6560 Fourth Section Rd., Brockport, NY 14420 • United States

Irondequoit, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2014 05/2018
Millet Masonry And Construction Churchville NY 06/2018 01/2019
Ny Patriot Construction Rochester NY 02/2019 03/2020
M&T Securities Inc. Rochester NY 03/2020 06/2021
Lpl Financial Llc Spencerport NY 06/2021 Present
  • 09/2014 → 05/2018
    Axa Advisors, Llc
    New York, NY
  • 06/2018 → 01/2019
    Millet Masonry And Construction
    Churchville, NY
  • 02/2019 → 03/2020
    Ny Patriot Construction
    Rochester, NY
  • 03/2020 → 06/2021
    M&T Securities Inc.
    Rochester, NY
  • 06/2021 → Present
    Spencerport, NY
Previous Registrations
  • 2020-04-01 → 2021-06-09
    M&T Securities, Inc.
    Baltimore, MD
    Rochester, NY
    Spencerport, NY
    Syracuse, NY
    Rochester, NY
    Rochester, NY
  • 2017-02-14 → 2018-06-05
    Rochester, NY
Other Businesses

1) 04/28/2021 - Wilmington Advisors @ M&T - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 03/19/2025 - BENJAMIN MESSMER - Not Investment Related - Outside/W-2 Employment - Home Based - Start Date:03/18/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-09
S63 Uniform Securities Agent State Law Examination 2014-12-02
  • S65 Uniform Investment Adviser Law Examination
    2017-01-09
  • S63 Uniform Securities Agent State Law Examination
    2014-12-02
Other Names
  • Benjamin J Messmer

View on SEC IAPD

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