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Dale Charles Maley

Maley Financial Planning

Fairbury, IL

CRD 5111491

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Employer firm

Maley Financial Planning CRD 139272

$2.00M regulatory AUM 1-10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Maley Financial Planning

Fairbury, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-04-07
  • IL RA
    APPROVED
    Since 2006-04-07

Branch Locations

Fairbury, IL • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caterpillar Inc. Pontiac IL 10/1979 Present
  • 10/1979 → Present
    Caterpillar Inc.
    Pontiac, IL
Other Businesses

ENGINEER AT CATERPILLAR INC. FROM 1979 UNTIL PRESENT. WORK FULL TIME AT THIS POSITION. SUPERVISE GROUP OF ENGINEERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-27
  • S65 Uniform Investment Adviser Law Examination
    2006-02-27

View on SEC IAPD

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