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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2013 | 07/2019 |
| Transamerica Investors Securities Corporation | Mukwonago | WI | 07/2021 | Present |
| Unemployed | Mukwonago | WI | 07/2019 | 07/2021 |
| World Financial Group, Inc. | Madison | WI | 07/2021 | 07/2021 |
| Transamerica Life Insurance Company | Mukwonago | WI | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-04 |
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