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Sheila Ann Gindhart

Transamerica Retirement Advisors, LLC

Mukwonago, WI

CRD 6218898

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-07-28
  • WI RA
    APPROVED
    Since 2021-07-28

Branch Locations

Mukwonago, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2013 07/2019
Transamerica Investors Securities Corporation Mukwonago WI 07/2021 Present
Unemployed Mukwonago WI 07/2019 07/2021
World Financial Group, Inc. Madison WI 07/2021 07/2021
Transamerica Life Insurance Company Mukwonago WI 07/2021 Present
  • 07/2013 → 07/2019
    St Louis, MO
  • 07/2021 → Present
    Transamerica Investors Securities Corporation
    Mukwonago, WI
  • 07/2019 → 07/2021
    Unemployed
    Mukwonago, WI
  • 07/2021 → 07/2021
    World Financial Group, Inc.
    Madison, WI
  • 07/2021 → Present
    Transamerica Life Insurance Company
    Mukwonago, WI
Previous Registrations
  • 2013-12-16 → 2019-07-30
    Mukwonago, WI
    Wind Lake, WI
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04
Other Names
  • Sheila Ann Wilson

View on SEC IAPD

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