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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-03-16
  • MA RA
    APPROVED
    Since 2026-03-16

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

200 Clarendon Street 19Th Flr, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover/Boston MA 11/2014 07/2024
Franklin Distributors, Llc Boston MA 07/2024 08/2025
Putnam Investment Management Boston MA 12/2017 08/2025
Tcw Llc Los Angeles CA 02/2026 Present
Tcw Funds Distributors Los Angeles CA 02/2026 Present
Unemployed Cambridge MA 08/2025 02/2026
  • 11/2014 → 07/2024
    Putnam Retail Management
    Andover/Boston, MA
  • 07/2024 → 08/2025
    Franklin Distributors, Llc
    Boston, MA
  • 12/2017 → 08/2025
    Putnam Investment Management
    Boston, MA
  • 02/2026 → Present
    Tcw Llc
    Los Angeles, CA
  • 02/2026 → Present
    Tcw Funds Distributors
    Los Angeles, CA
  • 08/2025 → 02/2026
    Unemployed
    Cambridge, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-07
S63 Uniform Securities Agent State Law Examination 2015-02-06
  • S65 Uniform Investment Adviser Law Examination
    2017-12-07
  • S63 Uniform Securities Agent State Law Examination
    2015-02-06

View on SEC IAPD

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