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515 South Flower Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-16 |
Branch Locations
515 South Flower Street, Los Angeles, CA 90071 • United States
200 Clarendon Street 19Th Flr, Boston, MA 02116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management | Andover/Boston | MA | 11/2014 | 07/2024 |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | 08/2025 |
| Putnam Investment Management | Boston | MA | 12/2017 | 08/2025 |
| Tcw Llc | Los Angeles | CA | 02/2026 | Present |
| Tcw Funds Distributors | Los Angeles | CA | 02/2026 | Present |
| Unemployed | Cambridge | MA | 08/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-06 |
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