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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-10
TX RA APPROVED 2022-06-10
  • NC RA
    APPROVED
    Since 2022-06-10
  • TX RA
    APPROVED
    Since 2022-06-10

Branch Locations

3616 Shannon Rd Ste 101, Durham, NC 27707 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2013 06/2022
Raymond James Financial Services, Inc. Durham NC 06/2022 Present
Raymond James Financial Services Advisors, Inc Durham NC 06/2022 Present
Previous Registrations
  • 2013-10-28 → 2022-06-13
    Durham, NC
    St Louis, MO
    Durham, NC
Other Businesses

(1) Name of Business: Baker Wealth Advisors, LLC Address: 2828 Pickett Rd Ste 100, Durham, NC, 27705-5613, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 06/09/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA name for RJFS ICD division (2) Name of Business: Batch of Bakers Family Holdings LLC Address: 1500 Fernleaf Pl, Hillsborough, NC, 27278, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/05/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I set up a new LLC to hold my office condo real estate purchase (3) Name of Business: NST Performance and Services Address: 1500 Fernleaf Pl, Hillsborough, NC, 27278, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/26/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a separate LLC my spouse and I are forming for various purposes. She is a physical therapist and will use it for home-health under a separate DBA. We will also use this entity to create a bank account to collect funds for a youth basketball team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-30
  • S66 Uniform Combined State Law Examination
    2013-08-30
Designations
Other Names
  • Marie Baker
  • Marie Enett Baker
  • Marie E Baker

View on SEC IAPD

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