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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-03-13
TX RA APPROVED_RES 2022-02-25
FL RA APPROVED 2017-10-30
GA RA APPROVED 2016-05-26
NC RA APPROVED 2016-05-26
SC RA APPROVED 2015-10-26
  • VA RA
    APPROVED
    Since 2023-03-13
  • TX RA
    APPROVED_RES
    Since 2022-02-25
  • FL RA
    APPROVED
    Since 2017-10-30
  • GA RA
    APPROVED
    Since 2016-05-26
  • NC RA
    APPROVED
    Since 2016-05-26
  • SC RA
    APPROVED
    Since 2015-10-26

Branch Locations

Surfside Beach, SC • United States

3211 Shannon Road Suite 600, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Columbia SC 10/2015 Present
Agia Houston TX 12/2022 Present
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products CHARLESTON RENTAL HOME POSITION: Co-owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2009 ADDRESS: 1728 Wappoo Drive, Charleston SC 29407, United States DESCRIPTION: Collect Rents and maintain home

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-30
  • S66 Uniform Combined State Law Examination
    2013-08-30

View on SEC IAPD

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