Craig Ellis Forster

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Principal Life Insurance Company
  Moore, OK
• 03/2016 → Present
  Principal Securities, Inc.
  Moore, OK

Previous Registrations

• 2013-04-29 → 2013-08-07
  Edward Jones
  Arlington, TX

Other Businesses

*OUTSIDE INSURANCE, BROKER, LIFE, DI, HEALTH, LTC, 12/5/13. ***Fixed Insurance; Investment Related; Arlington, TX; Agent; Group, Annuities; Start Date: 05/28/2013; 4 hrs per month; 4 during trading hours. TARRANT COUNTY ELECTIONS POSITION: Election clerk NATURE: Election clerk INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2022 ADDRESS: 2700 Premier St, ., Fort Worth TX 76161, United States DESCRIPTION: Election clerk. Set up voting machines prior to polls opening. Once polls are open, check voter's government issued id's. After the polls close, break down the voting machines.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-26
• S63 Uniform Securities Agent State Law Examination
  2006-04-27