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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-12-09
  • MN RA
    APPROVED
    Since 2014-12-09

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

2001 2Nd St Sw Suite 155, Rochester, MN 55902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St Securities Llc Rochester MN 05/2013 Present
Bullpen Wealth Advisors Rochester MN 05/2013 Present
Lasalle St Investment Advisors Elmhurst IL 09/2013 Present
  • 05/2013 → Present
    Lasalle St Securities Llc
    Rochester, MN
  • 05/2013 → Present
    Bullpen Wealth Advisors
    Rochester, MN
  • 09/2013 → Present
    Lasalle St Investment Advisors
    Elmhurst, IL
Other Businesses

LASALLE ST. INVESTMENT ADVISORS; Fixed Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-13
  • S66 Uniform Combined State Law Examination
    2013-09-13

View on SEC IAPD

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