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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
  • TX RA
    APPROVED
    Since 2020-10-21

Branch Locations

6101 Long Prairie Rd Unit 732, Flower Mound, TX 75028 • United States

14050 Faa Blvd, Fort Worth, TX 76155 • United States

Dfw Int'L Airport Terminal A Gate A23, Room A23L21, Dfw Airport, TX 75261 • United States

Dfw Int'L Aiport, Terminal D Gate D24, Room D24L316, Dfw Airport, TX 75261 • United States

656 Grapevine Hwy, Hurst, TX 76054 • United States

Dfw Int'L Airport, Terminal C Gate C12, Dfw Airport, TX 75261 • United States

2140 East Southlake Blvd, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 10/2015 10/2020
Cetera Investment Advisers Llc Fort Worth TX 03/2017 09/2020
American Airlines Federal Cu Fort Worth TX 10/2015 Present
Lpl Financial Llc Fort Worth TX 10/2020 Present
  • 10/2015 → 10/2020
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2017 → 09/2020
    Fort Worth, TX
  • 10/2015 → Present
    American Airlines Federal Cu
    Fort Worth, TX
  • 10/2020 → Present
    Fort Worth, TX
Previous Registrations
Other Businesses

1)08/05/2020 - Flagship Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-30
S63 Uniform Securities Agent State Law Examination 2013-08-05
  • S65 Uniform Investment Adviser Law Examination
    2015-07-30
  • S63 Uniform Securities Agent State Law Examination
    2013-08-05

View on SEC IAPD

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