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Samantha Jo Schmidt

Morgan Stanley

Sunset, UT

South Jordan, UT

CRD 6218162

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-18
UT RA APPROVED 2024-09-18
  • TX RA
    APPROVED_RES
    Since 2024-09-18
  • UT RA
    APPROVED
    Since 2024-09-18

Branch Locations

Sunset, UT • United States

680 West 10000 South, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Madison WI 06/2013 11/2016
Wells Fargo Clearing Services, Llc Madison WI 11/2016 04/2021
Woodbury Financial Services Inc Fon Du Lac WI 04/2021 04/2023
Wells Fargo Clearing Services, Llc Chicago IL 04/2023 08/2024
Morgan Stanley South Jordan UT 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-18
  • S66 Uniform Combined State Law Examination
    2013-11-18
Other Names
  • Samantha Jo Schmidt
  • Samantha Jo Schaefer
  • Samantha Jo Schaefer
  • Samantha Jo Schaefer

View on SEC IAPD

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