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CRD 6218161
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-08-18 |
Branch Locations
5250 Newtown Drive, Liberty Township, OH 45011 • United States
7300 Yankee Rd., Middletown, OH 45044 • United States
8975 Lakota Drive West, West Chester, OH 45069 • United States
8000 Princeton Glendale Rd, West Chester, OH 45069 • United States
8584 Princeton-Glendale Rd., West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2013 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miamisburg | OH | 07/2019 | 08/2022 |
| Bank Of America, N. A. | Miamisburg | OH | 08/2019 | 08/2022 |
| Fifth Third Bank | Cincinnati | OH | 08/2022 | Present |
| Fifth Third Securities | Cincinnati | OH | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-21 |
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