Sean Patrick Mest

Current Employers

Employment History

• 03/2014 → 09/2016
  Lpl Financial
  Pottstown, PA
• 03/2014 → 09/2016
  First Niagara
  Pottstown, PA
• 09/2016 → 12/2016
  Key Investment Services Llc
  Plymouth Meeting, PA
• 09/2016 → 03/2017
  Keybank
  Pottstown, PA
• 12/2016 → 03/2017
  Key Investment Services Llc
  Plymouth Meeting, PA
• 03/2017 → 10/2021
  Guardian Life Insurance Co Of America
  Bethlehem, PA
• 03/2017 → 01/2022
  Park Avenue Securities, Llc
  New York, NY
• 10/2021 → 01/2022
  Guardian Life Insurance Company
  New York, NY
• 03/2022 → Present
  Lpl Financial Llc
  Reading, PA

Previous Registrations

• 2017-03-21 → 2022-01-13
  Park Avenue Securities Llc
  Bethlehem, PA
  New York, NY
• 2016-09-21 → 2017-03-03
  Key Investment Services Llc
  Plymouth Meeting, PA
  Pottstown, PA
• 2014-03-31 → 2016-09-21
  Lpl Financial Llc
  Pottstown, PA
• 2013-10-07 → 2014-02-25
  Wells Fargo Clearing Services, Llc
  Conshohocken, PA

Other Businesses

1)03/01/2022 - Good Life Companies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2022 2) 03/09/2022 - Good Life Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 2/2022 - 96 Hours Per Month/8 Hours During Securities Trading - Time Spent - 60% - I provide administrative support to Good Life Advisors LLC an independent investment advisor firm. I started this business activity in 2/22. I expect to spend approximately 96 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 03/09/2022 - Good Life Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date - 2/2022 - 96 Hours Per Month/8 Hours During Securities Trading - Time Spent 60%.

Exams

• S66 Uniform Combined State Law Examination
  2013-10-07