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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-28 |
| CA | RA | APPROVED | 2023-07-05 |
Branch Locations
21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-05 |
Branch Locations
258 E. Badillo Street Suite A, Covina, CA 91723 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horace Mann Companies | Springfield | IL | 08/2013 | 07/2023 |
| Horace Mann Investors, Inc. | Springfield | IL | 02/2015 | 07/2023 |
| Lincoln Investment | Fort Washington | PA | 07/2023 | Present |
| Capital Analysts | Fort Washington | PA | 07/2023 | Present |
COVINA VALLEY OPTIMIST CLUB POSITION: President NATURE: Non-profit: Service Club INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2023 ADDRESS: 861 South Village Oaks Drive, Covina CA 91724, United States DESCRIPTION: Philanthropy. Youth sports scholarships FLORES-CHATFIELD & CHATFIELD INC., DBA CHATFIELD WEALTH MANAGEMENT POSITION: President NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 8 START DATE: 01/18/2019 ADDRESS: 258 E. Badillo St., Suite A, Covina CA 91723, United States DESCRIPTION: DBA for Lincoln business. SAL FLORES-CHATFIELD POSITION: Referral Partner NATURE: Insurance Referrals INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2023 ADDRESS: 258 E. Badillo Street, Suite A, Covina CA 91723, United States DESCRIPTION: Connect clients to P&C Partners CITY OF COVINA FINANCE ADVISORY COMMISSION POSITION: Commissioner on the Finance Advisory Commission NATURE: Incorporated City INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 125 E College St, Covina CA 91723, United States DESCRIPTION: Advise on the official budget, income and expenses for the City of Covina.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-03 |
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