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James Brett Stegall

State Farm Investment Management Corp.

Dumas, TX

CRD 6217773

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-14
  • TX RA
    APPROVED
    Since 2019-11-14

Branch Locations

610 E 1St St, Dumas, TX 79029-3216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Dumas TX 11/2013 Present
James Stegall Insurance Agency Dumas TX 01/2014 Present
State Farm Investment Management Corp Dumas TX 11/2019 Present
  • 11/2013 → Present
    State Farm Vp Management Corp
    Dumas, TX
  • 01/2014 → Present
    James Stegall Insurance Agency
    Dumas, TX
  • 11/2019 → Present
    Dumas, TX
Other Businesses

1) James Stegall's Insurance Agency; Insurance Agency; Investment-related; 610 E 1st St Dumas, TX 79029-3216; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2014; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-16
S63 Uniform Securities Agent State Law Examination 2013-08-02
  • S65 Uniform Investment Adviser Law Examination
    2019-09-16
  • S63 Uniform Securities Agent State Law Examination
    2013-08-02
Other Names
  • Brett Stegall

View on SEC IAPD

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