Phong Le

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Transamerica Financial Advisors, Inc
  Cherry Hill, NJ
• 05/2010 → Present
  Wfgia
  Cherry Hill, NJ
• 04/2019 → 10/2021
  Fulton Bank Of New Jersey
  Egg Harbor Twp, NJ
• 10/2021 → 10/2021
  East Coast Roofing, Siding & Window
  Mays Landing, NJ
• 10/2021 → 11/2021
  Momentum Solar
  South Plainfield, NJ
• 11/2021 → 02/2022
  Venture Solar
  Brooklyn, NY
• 03/2022 → 05/2024
  Sunpurity
  Toms River, NJ
• 05/2024 → Present
  Kinetic Innovations Llc
  Cherry Hill, NJ
• 01/2026 → Present
  Sunbright Solar Llc
  Orlando, FL

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. KINETIC INNOVATIONS LLC \ POSITION: Energy Consultant NATURE: Solar and Roof Sales INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 4 START DATE: 05/16/2024 ADDRESS: 800 Kings Hwy N, Suite-150, Cherry Hill NJ 08034 \ DESCRIPTION: Customer consultation SUNBRIGHT SOLAR LLC POSITION: Sales Consultant NATURE: Home Improvement Services - Solar INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 5 START DATE: 01/27/2026 ADDRESS: 8240 Exchange Drive, Suite: Cloud 1, Orlando FL 32809, United States DESCRIPTION: Meet with customers, consult and provide estimates of services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-14
• S63 Uniform Securities Agent State Law Examination
  2013-09-11