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Michael Ka Lam

J.P. Morgan Securities LLC

San Bruno, CA

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-13
CA RA APPROVED 2017-02-28
  • TX RA
    APPROVED
    Since 2017-04-13
  • CA RA
    APPROVED
    Since 2017-02-28

Branch Locations

1200 El Camino Real, San Bruno, CA 94066 • United States

1811 19Th Avenue, San Francisco, CA 94122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Francisco CA 01/2018 Present
Jpmorgan Chase & Co San Francisco CA 04/2015 03/2017
Jpmorgan Securities Llc San Francisco CA 04/2017 05/2018
Jpmorgan Chase Bank, N.A. San Francisco CA 06/2018 Present
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 04/2015 → 03/2017
    Jpmorgan Chase & Co
    San Francisco, CA
  • 04/2017 → 05/2018
    Jpmorgan Securities Llc
    San Francisco, CA
  • 06/2018 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-24
S63 Uniform Securities Agent State Law Examination 2013-09-05
  • S66 Uniform Combined State Law Examination
    2017-02-24
  • S63 Uniform Securities Agent State Law Examination
    2013-09-05
Other Names
  • Michael K Lam
  • Michael K Lam

View on SEC IAPD

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Other Investors

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CLAIRE HSU BENOIT
Benigno Gonzalez
Virginia Lee
TOMMY SAJUTIE
Mark Brian Canlapan
TINA TINAU LOUIE
HENRY VAN

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · San Bruno, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN BRUNO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTH SAN FRANCISCO, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH SAN FRANCISCO, CA
BEYOND WEALTH ADVISORY LLC · SOUTH SAN FRANCISCO, CA
CITIGROUP GLOBAL MARKETS INC. · South San Francisco, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH SAN FRANCISCO, CA
J.P. MORGAN SECURITIES LLC · South San Francisco, CA

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