Best Investors Account Sign in

David Jennings

Charles Schwab & Co., Inc.

Omaha, NE

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-04-02
  • NE RA
    APPROVED
    Since 2024-04-02

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 05/2017 05/2022
Td Ameritrade Omaha NE 11/2016 05/2017
North Star Financial Omaha NE 06/2015 10/2016
American Senior Benefits Omaha NE 06/2022 02/2024
Gradient Securities, Llc Arden Hills MN 10/2022 02/2024
Charles Schwab & Co., Inc. Omaha NE 02/2024 Present
Charles Schwab Bank, Ssb Omaha NE 05/2026 Present
  • 05/2017 → 05/2022
    Td Ameritrade
    Omaha, NE
  • 11/2016 → 05/2017
    Td Ameritrade
    Omaha, NE
  • 06/2015 → 10/2016
    North Star Financial
    Omaha, NE
  • 06/2022 → 02/2024
    American Senior Benefits
    Omaha, NE
  • 10/2022 → 02/2024
    Gradient Securities, Llc
    Arden Hills, MN
  • 02/2024 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 05/2026 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
Previous Registrations
  • 2022-10-03 → 2024-02-21
    Gradient Securities, Llc
    Arden Hills, MN
    Omaha, NE
  • 2017-10-10 → 2022-06-03
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2017-10-10 → 2019-05-10
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 2017-07-03
  • S66 Uniform Combined State Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    2017-07-03
Other Names
  • David Newton Jennings

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
MML INVESTORS SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
PFS INVESTMENTS INC.
HILEY HUNT WEALTH MANAGEMENT, INC.
INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK
MARK ALLEN LUDWIG
Nathaniel Phillip Beam
ERIK R. ADEN
KYLEE LIN SIMON
Jack Edward Wolfgram
Bradley Thomas Kenyon
PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor