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Current Employers
Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-15
  • TX RA
    APPROVED
    Since 2023-05-15

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-03
  • TX RA
    APPROVED
    Since 2022-08-03

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Worth TX 04/2015 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 09/2020
Primelending Dallas TX 09/2020 06/2022
Doordash Arlington TX 12/2021 07/2022
Sunsational Swim School Arlington TX 03/2022 08/2022
Hilltop Securities Dallas TX 07/2022 Present
  • 04/2015 → 11/2016
    Wells Fargo Advisors Llc
    Fort Worth, TX
  • 11/2016 → 09/2020
    Fort Worth, TX
  • 09/2020 → 06/2022
    Primelending
    Dallas, TX
  • 12/2021 → 07/2022
    Doordash
    Arlington, TX
  • 03/2022 → 08/2022
    Sunsational Swim School
    Arlington, TX
  • 07/2022 → Present
    Hilltop Securities
    Dallas, TX
Previous Registrations
Other Businesses

1) VICTORIA CAPELLA SWIM INSTRUCTOR, NOT INV RELATED, ARLINGTON, TX, 100% OWNERSHIP, START 5/26/2018, WATER SPORTS FITNESS AND SAFETY COACHING/TEACHING, NO HOURS DURING TRADING HOURS. ON FILE IN CASE PRIVATE LESSON OPPORTUNITY ARISES. APPROXIMATELY 20-40 HOURS/MONTH SEASONALLY. 2) VICTORIA CAPELLA INDEPENDENT CONTRACTOR- AMAZON AFFILIATE MARKETER, NON INV RELATED, ARLINGTON, TX, 100% OWNERSHIP, START 06/01/2023. APPROX. 2 HOURS WKLY. 3) VICTORIA CAPELLA NOTARY PUBLIC, NON INV RELATED, ARLINGTON, TX, 100% OWNERSHIP, START 7/17/2023, ON FILE IF OPPORTUNITY ARISES. 4) VICTORIA CAPELLA RESUME WRITER, NON INV RELATED, ARLINGTON, TX, 100% OWNERSHIP, START 8/28/2023, 8 HRS/MO; ZERO DURING BUSINESS HOURS; Writing Resumes for individuals looking for work or school. 5) Doordash; non-investment related; Arlington, TX; independent contractor order delivery and driver; started 12/2023; 48 hrs/mo; zero during business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-09
S63 Uniform Securities Agent State Law Examination 2013-08-22
  • S66 Uniform Combined State Law Examination
    2016-05-09
  • S63 Uniform Securities Agent State Law Examination
    2013-08-22
Other Names
  • Tori Dick
  • Victoria Leigh
  • Victoria Leigh
  • Victoria Leigh Dick

View on SEC IAPD

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