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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-14 |
| TX | RA | APPROVED | 2025-07-14 |
Branch Locations
16133 Encino Blvd. Ste. 955, Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westlake Village | CA | 06/2025 | 07/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2025 | Present |
| Western International Securities, Inc. | Pasadena | CA | 05/2008 | 06/2025 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025 2) HUNTSWOOD INVESTMENTS, 16133 Ventura Blvd, Suite 955, Encino, CA 91436, United States, 02/11/2026, Owner, DBA Name, NIR, 10 HR/MO - 0 HR/MO TRADING 3) LAURIE LUJAN, New Orleans LA 70117, United States, 06/18/2026, Landlord, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-05 |
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