Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-14
TX RA APPROVED 2025-07-14
  • CA RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2025-07-14

Branch Locations

16133 Encino Blvd. Ste. 955, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Westlake Village CA 06/2025 07/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2025 Present
Western International Securities, Inc. Pasadena CA 05/2008 06/2025
Previous Registrations
  • 2025-06-05 → 2025-07-24
    Westlake Village, CA
  • 2008-05-28 → 2025-06-05
    Western International Securities, Inc.
    New York, NY
    Westlake Village, CA
  • 2006-05-26 → 2008-06-20
    Financial West Group
    El Segundo, CA
    El Segundo, CA
    Westlake Village, CA
  • 2003-05-19 → 2006-06-08
    Torrance, CA
    Torrance, CA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025 2) HUNTSWOOD INVESTMENTS, 16133 Ventura Blvd, Suite 955, Encino, CA 91436, United States, 02/11/2026, Owner, DBA Name, NIR, 10 HR/MO - 0 HR/MO TRADING 3) LAURIE LUJAN, New Orleans LA 70117, United States, 06/18/2026, Landlord, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-28
S63 Uniform Securities Agent State Law Examination 1999-01-05
  • S65 Uniform Investment Adviser Law Examination
    1999-01-28
  • S63 Uniform Securities Agent State Law Examination
    1999-01-05
Other Names
  • Laurie Biallas

View on SEC IAPD

More in Encino, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor