Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-08-26 |
| TX | RA | APPROVED | 2019-08-23 |
Branch Locations
3500 Financial Plaza Ste. 202, Tallahassee, FL 32312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tallahassee | FL | 07/2016 | 11/2016 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2016 | 08/2019 |
| Stifel Nicolaus & Co Inc | Tallahassee | FL | 08/2019 | Present |
1. Greater Tallahassee Chamber of Commerce; 300 East Park Avenue Tallahassee, FL 32312; local chamber of commerce; Member, Board of Directors; Attend and participate in board meetings, build relationships w/ business leaders and community partners, advocate for the business community, ensure programs align with the needs of local businesses, support and attend networking events and workshops, offer ideas for the chamber, vote on necessary chamber directives/initiatives; 04/21/2026; 2hrs/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-17 |
Reach out to this advisor