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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Optionsxpress, Inc. | Chicago | IL | 06/2013 | 10/2017 |
| Charles Schwab & Co., Inc. | Chicago | IL | 01/2017 | Present |
| Td Ameritrade, Inc. | Chicago | IL | 12/2022 | 05/2024 |
| Td Ameritrade Clearing, Inc. | Chicago | IL | 12/2022 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-30 |
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