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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-05-16 |
| LA | RA | APPROVED | 2023-05-08 |
| TX | RA | APPROVED_RES | 2023-05-03 |
| PA | RA | APPROVED | 2021-07-27 |
Branch Locations
West Osj - Lasalle Office 222 N Lasalle Street, Suite 12-222, Chicago, IL 60601 • United States
Beaver Main 671 Third St., Beaver, PA 15009 • United States
Beaver, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments Llc | Pittsburgh | PA | 09/2015 | 10/2017 |
| Pnc Investments Llc | Pittsburgh | PA | 10/2017 | 09/2019 |
| Jpmorgan Chase Bank N.A. | Pittsburgh | PA | 10/2019 | 07/2021 |
| Jpmorgan Securities Llc | Pittsburgh | PA | 10/2019 | 07/2021 |
| The Huntington Investment Company | Columbus | OH | 07/2021 | 10/2022 |
| The Huntington National Bank | Pittsburgh | PA | 07/2021 | 10/2022 |
| The Huntington Investment Company | Columbus | OH | 11/2022 | Present |
| Ameriprise Financial Services, Llc | Beaver | PA | 06/2026 | Present |
POSITION: None NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2023 DESCRIPTION: Person living in my second home at cost. There is no business entity, and the person is watching over the house. The transactions will not lead to a profit. NAME: Heigl Auxilium LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5-10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 3160 Tuscarawas Rd, Beaver, PA 15009 DESCRIPTION: The estimated income would be $1000 a month for the LLC. This will not impact working hours, and the hours would be on the weekend. The LLC is inactive at this time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-29 |
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